Legal and Compliance

“Cardinal Point” is the brand under which the dedicated professionals within the independent Cardinal Point Group of Companies collaborate to provide financial and investment advisory, risk management, financial planning and tax services to selected clients. The firms that comprise Cardinal Point include Cardinal Point Wealth Management, LLC, Cardinal Point Capital Management Inc., and Cardinal Point Wealth Management Inc. Each firm provides specific services in a particular geographic area and is subject to the laws and professional regulations of the particular country or countries in which it operates. Each firm enters into client engagements independently. No advice may be rendered by a Cardinal Point company unless a client service agreement is in place.

Cardinal Point firms are separate and distinct legal entities, which cannot obligate each other. Each Cardinal Point firm is liable only for its own acts or omissions and not those of each other. Each Cardinal Point firm is structured differently in accordance with national laws, regulations, customary practice, and other factors, and may secure the provision of professional services in its territory through subsidiaries, affiliates, and/or other entities.

Cardinal Point Wealth Management, LLC is a U.S.-based, State of California registered investment advisor. Cardinal Point Wealth Management, LLC provides U.S. portfolio management services, domestic and cross-border financial planning solutions. Advisory services are only offered to clients or prospective clients where Cardinal Point Wealth Management LLC and its representatives are properly licensed or exempt from licensure. The Firm Brochure, Privacy Policy and Business Continuity Plan are available upon request.

Cardinal Point Capital Management Inc. is a U.S. SEC registered investment advisor and registered portfolio manager in Canada. Cardinal Point Capital Management Inc. provides Canadian and U.S. portfolio management services, as well as domestic and cross-border financial planning solutions. Advisory services are only offered to clients or prospective clients where Cardinal Point Capital Management Inc, and its representatives are properly licensed or exempt from licensure. The Firm Brochure, Privacy Policy and Business Continuity Plan are available upon request. Click here to view our Trade-Matching Statement.

Cardinal Point Wealth Management Inc. is a fee-only Canadian financial planning firm.

This website is solely for informational purposes.

Cardinal Point provides links for your convenience to websites produced by other providers or industry related material. Accessing websites through links directs you away from our website. Cardinal Point is not responsible for errors or omissions in the material on third party websites, and does not necessarily approve of or endorse the information provided. Users who gain access to third party websites may be subject to the copyright and other restrictions on use imposed by those providers and assume responsibility and risk from use of those websites.

Copyright © 2016. Cardinal Point Wealth Management, LLC and Cardinal Point Capital Management Inc. All Rights Reserved.